MasterClass on AML/CTF Prevention

Access our library of recorded MasterClasses and webinars: practical sessions delivered by our team of experts on risk matrices, auditing, due diligence, regulatory reporting, and the role of the Compliance Officer in AML/CTF/PF Prevention. Video content, available whenever you need it — more than 57 recorded sessions.

Role and Culture of the Compliance Officer

• MasterClass | Compliance Officer Mistakes That Can Compromise the Obligated Subject (68:50) — Watch video
• MasterClass | Effective Training for Compliance Teams: Beyond the Checkbox (96:27) — Watch video
• MasterClass | The Ideal Profile of the Compliance Officer in AML/CTF Prevention (81:35) — Watch video
• Compliance Officers: Their Role Carries Legal Liability. Are They Prepared? (79:28) — Watch video
• MasterClass: Surface-Level Training or Cultural Training? (65:13) — Watch video
• Webinar: Senior Management and Compliance (70:42) — Watch video
• The Role of Compliance Culture in AML/CTF Prevention (86:52) — Watch video
• Strategic Alliance That Will Benefit Compliance Officers: ACOFICUM - LÍDERES APLA (34:01) — Watch video
• Webinar - The Compliance Team and Its Roles (84:49) — Watch video
• Webinar - Challenges for the Compliance Officer at Companies Supervised by the Superintendency of Corporations (79:14) — Watch video

Regulations and Legal Updates

• MasterClass | Entities Obligated to Report to the UAFE and New Controls Applicable by the SRI (82:18) — Watch video
• Cuenca - Update on the New Money Laundering Prevention Law (232:27) — Watch video
• FATF Recommendations: What Are They and Why Do They Matter? (67:07) — Watch video
• MasterClass: Transparency and the Ultimate Beneficial Owner (47:17) — Watch video
• Webinar: Changes to the Money Laundering Prevention Law - Ecuador (85:16) — Watch video
• Obligations of the Construction Sector to the UAFE (83:58) — Watch video
• Webinar: Planning and the SPLAFT Timeline (68:14) — Watch video
• MasterClass: The Money Laundering Prevention System (AML) (64:17) — Watch video
• MasterClass: The Mining Sector and Its Relationship with AML/CTF (78:21) — Watch video

Typologies, Crimes, and Red Flags

• MasterClass | Tips for Analyzing Information and Detecting Red Flags in the Financial System (103:33) — Watch video
• MasterClass | Recent Money Laundering Typologies in Non-Financial Sectors (88:55) — Watch video
• Artificial Intelligence in Money Laundering Prevention (83:31) — Watch video
• The Role of Fintechs and Cryptocurrencies in Money Laundering (85:28) — Watch video
• Red Flags: How to Detect Them, Document Them, and Act Correctly (89:42) — Watch video
• Webinar: Offshore Companies and Money Laundering (83:40) — Watch video
• Webinar: Identifying Red Flags (87:43) — Watch video
• Webinar: Legal Structures Used in Money Laundering (96:02) — Watch video
• AML/CTF Predicate Offenses and How to Mitigate Their Risks (102:13) — Watch video
• Red Flags, Treatment, and Methodology (99:10) — Watch video
• Webinar - Source Crimes of Money Laundering (70:00) — Watch video

Risk Matrix and Risk Management

• MasterClass | Effective Management of the AML/CTF Risk Matrix (59:51) — Watch video
• AML/CTF Risk Matrix: How to Build and Use It in Practice (82:36) — Watch video
• Restrictive Lists for Risk Management (75:10) — Watch video
• Risk Management in the Real Estate Sector (79:34) — Watch video
• MasterClass: AML/CTF/PF Risks in Non-Profit Organizations (NPOs) (88:17) — Watch video
• MasterClass - Risk Management: Building Resilience in a Constantly Changing World (74:15) — Watch video
• Innovative Strategies for Assessing Risk in Changing Environments (72:15) — Watch video
• Webinar - Structural Elements of the AML/CTF Risk Matrix (80:59) — Watch video

Auditing the Prevention System

• MasterClass | Agile Auditing: How to Substantiate the Risk Matrix Before the Regulator (59:00) — Watch video
• MasterClass | Auditing the AML/CTF Prevention System (59:32) — Watch video
• Guidelines for Compliance Auditing in AML/CTF Prevention: Corporate Sectors (81:23) — Watch video

Due Diligence and Control Lists

• Best Practices for Due Diligence (79:26) — Watch video
• Webinar: Know Your Customer Through Control List Screening (85:40) — Watch video
• Webinar: Due Diligence Applied in AML/CTF Prevention (82:08) — Watch video
• Webinar - Due Diligence Under a Risk-Based Approach (RBA) to Prevent Money Laundering (89:33) — Watch video
• Webinar - Due Diligence in Savings and Credit Cooperatives (78:45) — Watch video
• Important Recommendations for Applying Proper Due Diligence (12:54) — Watch video

Reports and Regulatory Compliance

• MasterClass | The Suspicious Transaction Report (104:48) — Watch video
• New RESU (Ecuador's Unusual and Unjustified Transaction Report) Report Structure for the Vehicle Trade Sector (76:49) — Watch video
• What Is an ROS (STR) and Why Is It Key to AML/CTF Prevention? (76:44) — Watch video
• 2024 Activity Report to the UAFE - Ecuador (78:20) — Watch video
• MasterClass: How Should You Prepare Due Diligence Reports? (69:32) — Watch video

Prevention Manual

• How to Review, Update, and/or Modify the AML/CTF Prevention Manual (82:51) — Watch video
• Webinar - Key Aspects in Preparing the AML/CTF Prevention Manual Under a Risk-Based Approach (RBA) (87:34) — Watch video

Politically Exposed Persons (PEPs)

• Webinar: The Importance of Properly Identifying Politically Exposed Persons - PEPs (93:44) — Watch video

Corruption

• MasterClass | Corruption and Money Laundering: Two Sides of the Same Coin (71:03) — Watch video

Other / General Regulations

• Webinar - Navigating the Waves of Uncertainty: Keys to Successful Comprehensive Management (66:30) — Watch video