AML/CTF Prevention Services in Ecuador, Colombia and Peru

We support obligated entities in designing, implementing and auditing their system for the prevention of money laundering, terrorist financing and the financing of the proliferation of weapons of mass destruction. Each country has its own regulatory framework and its own supervisory body, so the scope of the service changes depending on where your organisation operates.

Ecuador — SPARLAFTD

Framework in force before the Superintendence of Companies, Securities and Insurance (SCVS) and the Financial and Economic Analysis Unit (UAFE). This is the operation with full coverage today:

• AML/CTF consulting: implementing the SPARLAFTD — with a page for each obligated sector
• External SPARLAFTD audit
• In-company training
• E-learning courses
• AplaSoft — due diligence and risk matrix

See every service in Ecuador

Colombia — SAGRILAFT and PTEE

The obligation arises mainly from the income and asset thresholds set by the Superintendence of Companies, and runs alongside the Transparency and Business Ethics Programme. We provide consulting, audit and training under that framework.

• AplaSoft — due diligence and risk matrix, with the Colombian sources connected and management of PTEE, occupational health and safety and other compliance risks.

See every service in Colombia

Peru — SPLAFT

The list of obligated entities is defined by the Superintendence of Banking, Insurance and Pension Funds (SBS) through the Financial Intelligence Unit. We cover the implementation of the prevention system, the manual and code of conduct, risk matrices and the reporting of suspicious transactions.

• AplaSoft — due diligence and risk matrix, with the Peruvian sources connected.

See every service in Peru