RESU and ROS (STR) Reports in AML/CTF Prevention in Ecuador
Reports Required by the UAFE in Ecuador
Learn about the reports that Ecuadorian regulations require submitting to the UAFE as part of an AML/CTF/PF Prevention system: what they are, who must submit them, and how they are structured.
RESU Report (Ecuador's Unusual and Unjustified Transaction Report)
A structured report that obligated subjects must submit according to their economic sector. Its correct preparation is covered in the SPARLAFTD Course (module 7) and in AML/CTF Consulting.
- Transactions and operations to be reported.
- Report structure, catalogs by sector.
- Validation in the UAFI application.
- Managing SISLAFT.
- Reprocessing the report.
Watch: New RESU report structure for the vehicle trade sector →
ROS (STR) Report
A report that documents unusual or suspicious operations detected within the prevention system. Covered in the SPARLAFTD Course (module 12).
- Unusual and suspicious operations: identification and classification.
- Report principles and characteristics.
- Supporting evidence.
- RIA report and UN report (supplementary reports).
Watch: MasterClass | The Suspicious Transaction Report (ROS) →
Watch: What is a ROS (STR) and why is it key to AML/CTF prevention? →
Other Reference Reports
Ready to comply with regulations?
Our specialists guide you from diagnosis through implementation.