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Obligated Entities · Ecuador

SPARLAFTD for Individuals and Legal Entities Obligated to Report in Ecuador

Ecuador

AML/CTF Compliance for Any Obligated Entity

Beyond the sectors with their own specific regulations, the Organic Law on the Prevention, Detection, and Combating of Money Laundering designates other individuals and legal entities as obligated to report to the UAFE, based on the volume or nature of their operations. Líderes APLA assesses whether your activity qualifies and designs the corresponding SPARLAFTD.

Advisor reviewing a company's regulatory compliance assessment
An advisor presents clients with the regulatory compliance assessment of their activity.

Critical Elements

  • Assessment of obligated-entity status.
  • Risk matrix tailored to the specific economic activity.
  • Preparation of the prevention manual and internal procedures.
  • Training for the legal representative and staff responsible for reporting.

Implementation and UAFE reporting

Implementing the SPARLAFTD in this sector is governed by the Organic Law for the Prevention, Detection and Combat of Money Laundering and by UAFE resolutions. As part of our AML/CTF Consulting, we deliver the risk matrix, the prevention manual, Compliance Officer training and support in filing RESU and ROS reports. Request an assessment for your organization.

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