Course: Duties and Responsibilities of the Compliance Officer – SPLAFT

Have you ever wondered what a Compliance Officer does and what their responsibilities are in preventing ML/TF/PF? If you are not yet clear about it, you are in the right place. In this course you will learn everything you need to know to get started in prevention and take the first steps to become a Compliance Officer, a profession that is increasingly in demand among obligated entities.

Course objective

Gain a general understanding of the duties and responsibilities that the Compliance Officer must carry out in ML/TF/PF prevention.

Duration and certification

4 hours certified by Líderes APLA with a digital certificate. Pre-recorded classes with up-to-date information, so you can study at your own pace and review them as many times as you need. In the virtual classroom you will have access to all downloadable materials: presentations, guides and more.

Digital materials included

• OFAC basics: searching the sanctions list.
• Considerations for an internal audit.
• Guide to digital tools.
• Guide to applying customer due diligence with a risk-based approach.
• Guide to recording information in the «Annual Transaction Register Statistics» section of the Compliance Officer Annual Report (IAOC).

What you will learn

• AML/CTF Prevention Manual.
• AML/CTF prevention monitoring.
• Training.
• Code of conduct.
• Know your customer.
• Due diligence.
• Transaction register.
• Reports.

Faculty

Course taught by Orlando Martínez, Líderes APLA faculty — see their full profile on the Faculty page.

Payment methods

Bank transfer, deposit, credit or debit card. We accept all cards.