SPARLAFTD for Corporate Economic Groups in Ecuador

AML/CTF Compliance for Corporate Economic Groups

Corporate economic groups, with complex corporate structures and transactions between related companies, require a SPARLAFTD that identifies the real beneficial owner and controls the risks specific to each company within the group. Líderes APLA designs a unified system that respects the particularities of each subsidiary.

Critical Elements

• Beneficial owner identification in complex corporate structures.
• Consolidated risk matrix and per-subsidiary risk matrix.
• Red flags in related-party transactions.
• Unified training for compliance officers across the group.

Implementation and UAFE reporting

Implementing the SPARLAFTD in this sector is governed by the Organic Law for the Prevention, Detection and Combat of Money Laundering and by UAFE resolutions. As part of our AML/CTF Consulting, we deliver the risk matrix, the prevention manual, Compliance Officer training and support in filing RESU and ROS reports. Request an assessment for your organization.