Course: Preparing the AML/CTF Prevention Manual and Code of Conduct

Have you been appointed Compliance Officer and have not yet prepared the AML/CTF Prevention Manual and Code of Conduct? If so, you have come to the right place. In this course you will learn how to prepare the AML/CTF Prevention Manual and Code of Conduct to avoid penalties for non-compliance.

Objectives

• Provide recommendations and guidelines for correctly preparing the AML/CTF Prevention Manual in line with SBS requirements.
• Help Compliance Officers and obligated entities comply effectively with regulations so that they are not flagged by the oversight body.

Duration and certification

4 hours certified by Líderes APLA with a digital certificate. E-learning classes, recorded with up-to-date information, so you can study at your own pace and review them as many times as you need. In the virtual classroom you will have access to all downloadable materials.

Digital materials included

• AML/CTF Prevention Manual template.
• Code of Conduct template.
• Presentations.

What you will learn

• General aspects.
• Duties and responsibilities.
• Procedures and communication.
• Due diligence.
• Knowing directors, workers and suppliers.
• Procedure for unusual and suspicious transactions.
• Regulatory references.
• Code of Conduct.
• Drafting the Code of Conduct.
• Drafting the AML/CTF Prevention Manual.

Faculty

Course taught by Orlando Martínez, Líderes APLA faculty — see their full profile on the Faculty page.

Payment methods

Bank transfer, deposit, credit or debit card. We accept all cards.